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    2020年世界钢铁产业技术效率研究

    摘要

    技术创新对促进钢铁产业发展、去产能、实现全行业生态链可持续发展等具有重要意义。本文从2020年世界钢铁协会粗钢产量排名前50的国家和地区中选取数据完整的36个国家为样本,进行钢铁产业技术效率的研究。利用熵值法从经济增长水平和中高技术规模两个角度出发进行技术创新投入测度,得到钢铁产业技术创新投入得分作为投入指标;以工业设计专利和专利申请数作为产出指标,基于Super-SBM模型评估各国钢铁产业技术效率,并通过Tobit模型对相关因素的影响进行分析。研究发现,61%的国家技术创新投入呈逐年上升趋势,且技术创新投入高低与各国工业化程度密切相关并呈现地区差异特征。就技术效率而言,各国钢铁产业技术效率值均小于1,说明近年来世界钢铁产业技术效率整体不高,技术创新成果转化不足。此外,钢铁产品进口贸易额、工业设计专利和专利申请数量对技术效率有正向影响,而GDP水平、技术出口占比对技术效率有负向影响。为提高钢铁产业技术效率,政府应该扩大高技术钢铁产品进口量,鼓励企业和个人积极申请专利。 <<
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    Abstract

    Technical innovation plays an important role in promoting the development of the steel industry,cutting overcapacity and sustainable development of the industry-wide ecological chain. In this report,we select 36 countries from the top 50 countries or regions of crude steel production in 2020 ranked by the World Steel Association as samples to study the technical efficiency of steel industry. The technical innovation input is measured from two dimensions of economic growth level and high-tech scale by using entropy method,and the technical innovation input score of steel industry is obtained as the input index. Using industrial design patent and patent application quantities as output index. The technical efficiency of steel industry in each country was evaluated based on super-SBM model,and the influence of relevant factors was analyzed by Tobit model. It is found that 61% of the countries’ technical innovation input increased every year,and the level of technical innovation input is closely related to the degree of industrialization and presents regional differences. In terms of technical efficiency,the value of technical efficiency of steel industry in all countries is less than 1,which indicates the low technical efficiency of steel industry and the transformation deficiency of technical innovation achievements in the world in recent years. In addition,the import volume of steel products and the amount of patent applications have a positive impact on technical efficiency,while GDP、per capita GDP and technology export ratio have a negative impact. To improve national technical efficiency of steel industry,the government should increase the import of high-tech steel products;encourage businesses and individuals to apply for patents.

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    作者简介
    葛泽慧:葛泽慧,北京科技大学经济管理学院副教授,博士生导师,研究方向为物流与供应链、生产运营管理、技术创新与战略联盟等。
    闫相斌:闫相斌,北京科技大学副校长,教授、博士生导师,研究方向为电子商务与商务智能、商务数据分析等。
    张运环:张运环,北京科技大学经济管理学院硕士研究生,研究方向为供应链管理。
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